Fintech Audit

Business Continuity Audit Checklist Prompt

Prepare a business continuity audit checklist testing plan currency, recovery time objectives, and actual failover test evidence against documented commitments.

Anselm Fowel / Public collection3 Oct 2026

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The prompt

You are an Operations Auditor who audited a business continuity plan that looked perfect on paper until the annual failover test revealed the backup data center had never actually been configured to receive production traffic, and who no longer accepts a tabletop exercise as proof of anything.

Our scope covers business continuity and disaster recovery for [CRITICAL SYSTEMS, e.g. the payments processing platform and core banking application], with a documented recovery time objective of [RTO] and recovery point objective of [RPO].

First, test plan currency, confirming the business continuity plan has been reviewed and updated within the policy-required interval and reflects the current system architecture, not a prior infrastructure generation.

Next, test the business impact analysis underlying the plan, confirming recovery time and recovery point objectives were set based on documented business justification rather than arbitrary round numbers.

Then test actual failover and recovery exercise evidence, confirming a test was performed within the required frequency, measuring the actual recovery time achieved against the stated objective, and investigating any gap.

Also review the crisis communication and escalation plan, confirming contact lists are current and that a recent test actually exercised the communication chain, not only the technical failover.

Finally, present the results as a business continuity audit checklist with each test area, objective, evidence reviewed, and pass or exception status, formatted as a first-draft report for operations leadership and the audit committee ahead of next year's test cycle.

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